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c:\Websites\foutz237\quodlibet.net\cgi-bin\axs\ax.cgi - working okay - no logging command received - use ?debugme query string for more info. Quodlibet Journal: Volume 4 Number 2-3, Summer 2002ISSN: 1526-6575 http://www.Quodlibet.net Rationalism and the Historical Mind/Body Controversy © Shandon L Guthrie I. INTRODUCTION Philosophy seeks to uncover wisdom in the
otherwise tumultuous field of epistemology.
Those familiar with epistemology understand that something must serve as
a conduit between the world containing knowledge (or metaphysics) and
the individual seeking it. In the
following essay, I shall seek to explain one method of epistemology (or “theory
of knowledge”) dignified by the term rationalism so that a broader
context can be developed for our excursus into the mind/body controversy. This is not to say that other theories are
irrational or that rationalism corners the market on what makes one a rational
being. It is one among many
methodologies that seeks to bridge the gap between the “knower” and the
external world (or that which is to be known).
My investigation here shall focus on how rationalism has historically
led to the well-known view of dualism through its methodological
process. The reader may be concerned as to what
relevance mind-body dualism poses. Its
relevance is important to mainline Christian theology since it adopts a
supernatural element for the afterlife prior to the general resurrection of all
believers. Critics and proponents have
been content to argue the matter purely out of doctrinal exchanges and by
appealing to the Bible. Moreover,
Christianity’s Jewish predecessors had divided over the veridical status of the
supernatural elements of Israel’s religion as witnessed in the
Pharisee-Sadducee schism. But
Christianity had (and continues to possess) convictions about consciousness
subsequent to death. This doctrine of
the afterlife presupposes one of its other doctrines: the existence of an
inner-human, immaterial spirit that animates the body. There are decisive passages throughout the
Bible that posit this sort of duality in human beings.[1] But there appear to be clear examples from
the New Testament of an immaterial spirit or soul that coexists with its human
body.[2] Critics of dualism appeal to those passages
that equate soul with body and spirit with wind such that human beings appear
to be simply natural agents. But
epistemological rationalists have offered additional material for naturalists
to consider. They suppose that there
are philosophical considerations to warrant the belief in mind-body
dualism. This philosophical enterprise
shall be the primary focus of this essay.[3] Out of necessity, we shall consider three
primary thinkers who are credited with instigating rationalism, and we shall
see how each thinker historically interacts with the metaphysical mind/body
problem. I believe that such an
historical investigation shall bring a bit of background light to the current
philosophical mind/body controversy. II.
RATIONALISM There are two ways rationalism can be
understood. First, rationalism can be
perceived as a methodology about how people can access the external
world. Secondly, rationalism can be
perceived as a theory of interpretation.
That is, rationalism is used to justify our collective knowledge
by seeking to provide a sure foundation.
Professor of philosophy at the University of Reading, John Cottingham,
has rightly enunciated that rationalism “is by no means of purely historical
interest . . . and many of the problems with which [the rationalists] grappled
are of enduring concern today.”[4] Indeed, the ideas generated by most schools
of thought have present ramifications for philosophical thinking. So we must now answer the question, “What is
rationalism?” if we are to understand its interaction with mind/body dualism. Rationalism can be contrasted to empiricism
as seeking to move away from sensory knowledge. The rationalists of the 17th
century sought to build a philosophical epistemology by seeking
non-experiential (and perhaps a priori) means to discover a more
fundamental and superior type of knowledge.
Professor Cottingham writes of the rationalists: [T]hey shared a belief that it was possible,
by the use of reason, to gain a superior kind of knowledge to that derived
from the senses.[5] For rationalism, knowledge begins with the
reasoning intellect apart from the sensory data derived from experiential
input. Thus, when the empiricist seeks
to know something she relies on what her senses tell her. But a rationalist seeks to find a more
fundamental concept about how the external world of experience is to be
understood. What is even more appealing
to the rationalists is that internal reasoning, they believed, would lead one
to knowledgeable certainty.[6] This is why Cottingham cites G. W. F.
Leibniz as saying that internal reasoning will allow us to ascertain “the
universal and necessary truths of science.”[7] For the rationalists, the acquisition of
knowledge via intellectual reason was to acquire a purely reasonable source of
information. This affinity for
certainty also led the rationalists, particularly Benedictus Spinoza, to marry
mathematics with rationalist inquiry because: [I]f men clearly understood the whole of
nature they would find that everything is just as necessary
as the things treated of in mathematics.[8] Therefore, many aspects of rationalism came
to be understood as logical necessities and logically correct
constructions. As a rationalist, to
affirm a claim that “X is true” means “X is true such that ~X is impossible.” For example, a triangle necessarily has
three sides. Areas of knowledge that
are probabilistic are illusions and are less manifest than pure reason.[9] So the faithful rationalist will always seek
to know something qua mathematically and/or logically correct. Let us now review three primary
representatives of 17th century rationalism. René Descartes (b. 1596) Descartes was born in Touraine, France, in
1596. While being born, his mother
passed away. Theologian and philosopher
Dr. Ed L. Miller says that “from her he appears to have inherited a frail
constitution.”[10] When he was eight years old, he was enrolled
in a Jesuit school in La Fléche. Due to
his unhealthy condition, he earned certain privileges such as extra morning
sleep. Descartes’ passions included
mathematics, geometry, medicine, and philosophy. With the help of his father’s financial contribution, he
eventually earned a doctorate in Law at Poitiers in December of 1616. With a desire to learn from the “book of the
world,”[11]
he ended up serving in Holland as part of the army of Prince Maurice of
Nassau. After the Thirty Years War
broke out, he joined the Catholic forces and ended up in Prague. On November 10, 1619, Descartes, following
personal meditation, claims to have experienced consecutive dreams which led
him to pursue unifying all knowledge that was revealed to him. Professor Cottingham explains that this
embedded in him a “mission to found a new philosophical system.”[12] Descartes has been called the “Father of
Modern Philosophy” because of his remarkable approach to attempting to ground
all knowledge in a foundation of certitude.
The geometrical method that Descartes would employ would be the
operations of intuition and deduction.
For him, finding the unshakable foundation for all knowledge was similar
to defining a triangle as a three-sided figure. In his writings, he tells how there is only one thing we can be
absolutely certain of even if we doubt it: Cogito ergo sum (I am
thinking, therefore I exist).[13] Even if someone is doubting that they exist,
there still must be an ego around to perform the doubting.[14] From this single foundation, says Descartes,
one can now assert the realities of God and the external world. For certain there exists a mind that is
ontologically distinct from the physical body (more on this in a moment). Benedictus Spinoza (b. 1632). The Dutch philosopher, Spinoza, was born in
Amsterdam in November of 1632 with the given name “Baruch Spinoza,” but later
renounced it and took on the Latin “Benedictus” at age 21. He was brought up in a professing Jewish
tradition in a Portuguese family.[15] This led to his affinity for Old Testament
and Talmudic studies. And he also
studied the philosophical works of medieval philosopher Moses Maimonides. Spinoza eventually studied under the
Christian Cartesian philosopher, Francis Van den Ende, where he picked up an
acquaintance with several languages. At
the age of 24, Spinoza was excommunicated from the Jewish community for his
departure from Jewish theology and its interpretation of the Scriptures. As a means of self-support, he took up lens
grinding for optical instruments and remained a quiet and solitary
scholar. His denial of the chair of
philosophy at Heidelberg in 1673 and the fact that he had not held any position
of professorship during his life point to the fact that he chose to stay away
from the limelight.[16] In his years of writing, Spinoza never
ceased producing religiously controversial writings (some of which were later
banned).[17] The metaphysics of Spinoza concerns the
nature of God. His falling out with
Jewish theology eventually led him to embrace a view of God that envisioned
such a being as impersonal and natural. That is, God is Nature itself which may be a pantheism of sorts or
a naturalistic spin on the nature of God.
This world view was established so that Spinoza could create a foundation
for ethics that did not depend on theological volunteerism or a divine command
theory of ethics.[18] Thus, given that everything is of the same
substance (God or Nature), proportions of motion and rest and the exhibition of
particular patterns are key descriptive factors of extension that make
different objects in the world distinct. Gottfried Wilhelm Leibniz (b. 1646) Leibniz was born at Leipzig in Saxony. He lived a scholarly life from the
beginning, even as a boy (where he learned Greek and Scholastic
philosophy). He was the son of a
professor of moral philosophy and, at the age of 15, entered into the same
university that his father taught at.
He studied under James Thomasius and, when in Jena, studied mathematics
under Earhard Weigel. Later he would
take a doctorate in Law at Altdorf in 1667.
When he was later appointed as Elector of Mainz, he met Nicolas
Malebranche and Antoine Arnauld. When
he returned to Paris he made his famous discovery of the theory of
Infinitesimal Calculus. The controversy
over whether or not Newton was the first to discover calculus is tarnished by
the fact that Leibniz made his publication of the subject prior to Newton’s.[19] En route back to Germany, Leibniz
encountered Spinoza whom he spent a great deal of time studying
posthumously. Although their
relationship is historically ambiguous, there is no reason to think that
Leibniz’s criticism of Spinoza was in anyway insincere. Leibniz, after having erected academies,
spent his remaining years engaging in the philosophy of religion with respect
to synthesizing the Protestant-Catholic dichotomy (to no avail) and reuniting
the Christian Confessions. Leibniz enunciates the distinction between
necessary truths and contingent truths.
The former concerns truths such that their denial is self-contradictory
and, thus, impossible. The latter
concerns truths that depend on other propositions such that their denial is
possible. A necessary truth would be “A
is A” while a contingent truth might be “A is B.” That all bachelors are unmarried males is a necessary truth based
purely on identification.[20] The historical event that Caesar crossed the
Rubicon might possibly be false and is contingent on the actual events
transpiring. All truth statements, says
Leibniz, contain within them the predicate.
Perhaps the most ardent metaphysical view espoused by Leibniz is his
doctrine of the monads. Monads
are, quite simply, indivisible parts that compose the substance of the
universe. Cottingham calls the monads
“‘true unities’ in nature.”[21] Everything about the world and its eventual
unfolding are all contained in the monads (much like DNA). The interaction of the monads and the
unfolding of their cause-effect relationships in the universe all depend on God
creating a pre-established harmony.
That is, God creates events that occur in conjunction with what we
perceive as their causes. Unlike Hume,
causality is not an illusion but a method of perceiving the concurrence of
God’s activity in the world.[22] III.
CARTESIAN DUALISM One of the most fascinating fields of
philosophy is the philosophy of the cognitive sciences. Our present age of neuroscience has led many
to add to the most vexing debate about whether our universe is solely material
or whether there exists a concurrent reality that is imperceptible. Although much has been written and discussed
on the issues of mind and its relationship to the body,[23]
I shall discuss here how the Rationalists have historically engaged the
mind/body controversy and what their interaction means for us today. René Descartes laid the groundwork for
positive studies in dualism.
Dualism is the view that perceives reality as being composed of two
different substances.[24] John Cottingham explains that Descartes’
philosophical metaphysics ties in to mind/body dualism when he writes: Descartes . . . seems to present his reasons
for maintaining the distinctness of mind and body as flowing from
the technique of wholesale doubt with which his
metaphysical reflections begin.[25] So the famous “Cogito; Ergo sum”
proclamation leads us to know with certainty that an ego in fact exists, but
the reality of the external world (and the ego’s body in particular) is not so
obvious. Thus the mind and body are
distinct substances. Descartes refers
to the thinking mind as the res cogitans and the physical body as the res
extensa.[26] Moreover, Descartes suggests that damage to
the body does not affect the ontological status of the mind. He writes: [I]f a foot or arm or any other part of the
body is cut off, nothing has thereby been taken away from the
mind.”[27] The final and most perplexing category of the
mind/body dichotomy is the relationship between the two substances. Descartes, when grafting his definition, is
careful to script his terminology such that mind and body appear to be in two
different planes of existence. The
difference between the two is as easy as geometry. Material objects (including physical bodies) exist as extensions
in space. Thus the physical is one sort
of substance because it has width, height, and depth; Hence Descartes’ use of res
extensa for the material body (which in Latin literally refers to “the
thing extended”). So it is conceivable
for Descartes to envisage a conjoined substantial being that possesses distinct
natures. When his critics pressed for
the method of interaction, he proposed a physical interaction point in the
brain at the point of the pineal gland.[28] It is at this conduit that the res
cogitans and res extensa enjoy a “union” and an “intermingling,”[29]
to use Descartes’ terminology. IV.
RATIONALIST OBJECTIONS Descartes’ views are not without their
scrutiny. As one can imagine a scenario
envisioned by Descartes leads to all sorts of metaphysical speculation. But this is not to say that the theory is
itself false. Rather, it may only
require some sort of clarification. Benedictus Spinoza approaches the mind/body
problem contra Descartes by perceiving the apparent distinction as a
mere distinction in aspect and not one in ontology. So, the observance of the “evening star” in
the sky and the observance of the “morning star” do not evince two distinct
objects but mere perceptual aspects of the same object. For Spinoza, the universe itself is composed
of an all-embracing singular and indivisible substance. Any thought of distinctiveness between mind
and body would, therefore, be illusory.
So no matter how appealing or persuasive a dualistic tendency might be,
Spinoza’s commitment to monism is reason enough to marry the “two natures” into
one. This view has been identified as
the Double-Aspect Theory.[30] G. W. F. Leibniz’s objection is quite
interesting. Instead of abandoning the
idea of dualism (as Spinoza does) his proposal takes us on a theological tour
of antecedent hypotheses and fanciful monadic activity. In Leibniz’s solution to the mind/body
problem, God creates individual events and objects in close relation to each
other so that perfect correspondence exists.
This relationship is endowed with perfect harmony and consecution such
that there appears to be causal interaction between the objects. Instead, God creates either two or more
objects of the same substance or of different substances together such that a
certain outcome of the given antecedents always ensues. So the antecedent does not cause the
event but merely exists concurrently with it via divine sovereignty. This view is recognized by philosophers as
the Theory of Preestablished Harmony.[31] V.
ASSESSMENT While these and other Rationalist thinkers do
not adhere to the definitions that Descartes has afforded, their objections
(when simplified) result in the outworking of each’s preestablished world
view. To borrow a cliché, if one wears
a pair of rose-colored glasses then the world will appear rose-colored. For Spinoza, a monistic (and pantheistic)
world view precludes the division of any of the universe’s substance. For Leibniz, only God serves as the true
source of causation. When these factors
are assumed then the results are the objections above. But are these formidable objections? Some reasons suggest that they are just as
speculative as dualism. Contemporary critics argue against dualism by
enunciating the recent advancements of neuroscience and artificial
intelligence.[32] The Rationalists looked at in this essay
seem to take a presuppositional approach.
Spinoza disavows a Cartesian dualism because of his presuppositions
about all matter being a singular indivisible substance. Thus any view suggesting a dualistic
universe would be precluded a priori.
Leibniz’s objections are similar.
If God serves as the only true source of causal activity then no amount
of influence would convince him that individual minds could actually cause
physical brain states (or vice versa).
Descartes is not without his shortcomings either since he tries to
explain mind/body interaction by presupposing dualistic natures. However, he argues that mental states appear
distinct from brain states. This seems
like a formidable and common-sense approach.
To see how the distinction seems immediately intuitive, think about the
color orange. It does not turn some
feature of my brain into an orange color.
The two are immediately distinct to the ego whether they turn out to be
identical through some other means or not.
But Descartes really feels that his “Cogito; Ergo sum” statement
establishes the priority of the res cogitans over the res extensa. Then again his Catholic upbringing no doubt
includes similar influences on his philosophy of mind. As a Christian believer he would use this to
advance a considerable apologetic toward maintaining belief in the afterlife
and in the incarnation of Jesus of Nazareth.
Whatever the case, it seems that a person’s world view will certainly
define what one thinks about metaphysical issues such as the one discussed
here. VI.
CONCLUDING THOUGHTS We have looked at the branch of epistemology
known as Rationalism and reviewed some of its primary adherents. Descartes, Spinoza, and Leibniz all believe
that reality can be known through deductive reasoning processes that avoid the
traps of Empiricism. Descartes believes
that our deduction of the ego as a known certainty makes the experiential world
an independent substance. As a
consequence, Spinoza and Leibniz interact with the arguments presented by
Descartes in assessing the mind/body controversy. What the controversy comes down to is contingent upon the world
view held. Our 21st century perceptions about
the mind/body controversy have taken a different route. We now have the advantages of contemporary
advancements in neuroscience and artificial intelligence. Although the debate will never be resolved
this side of the grave, the interactions between proponents and skeptics allow
us to find the meaning to our own existence.
If we are composed of dualistic natures, which seems to be intuitively
feasible, then we are once again faced with the question of existential meaning
and purpose because we must find the source of this imperceptible
substance. If God exists then this
renders the notion of dualism more probable.
If God does not exist then the notion of dualism is either anomalous or
it must be wrong. Therefore, our
personal answers to the mind/body controversy have existential repercussions
that cannot be ignored by sojourners of truth. EndNotes [1]. Genesis 2:7; 37:35 (this occurs as a
reference to the hopeful reuniting of a father and son in the She’ol of
the afterlife – its inhabitants are implied by passages such as Isaiah 14:9); 1
Samuel 28:7-25; Psalm 11:5; Isaiah 1:14; Zechariah 12:1. The Rabbinic literature also captures the
notion of dualism (see Mid. Gen. 409, 516, 549; Num. 733; Ecc. 83, 229; Bab.
Tal. Ber. 59, AZ 21; Yeb amoth XVI.3, 157, to name a few). [2]. Matt. 10:28; 17:1-8 (Mark 9:2-8 confirms
this experience and exists as an older record to that of Matthew. Most New Testament scholars now acknowledge
that (i) the existence of events contained in multiple layers of tradition
bespeak validity, and (ii) the Gospel of Mark antedates the Gospel of Matthew);
2 Corinthians 5:1-6; Philippians 1:23-24; Revelation 6:9. [3]. Interested researchers who desire to see an
Evangelical defense of mind-body dualism from both a philosophical and
theological standpoint are encouraged to see Gary Habermas and J.P. Moreland, Immortality:
The Other Side of Death (Tennessee: Thomas Nelson Publishers, 1992). For a strictly theological defense of
mind-body dualism and afterlife consciousness, researchers are encouraged to
investigate the comprehensive work by Robert A. Morey, Death and the
Afterlife (Minnesota: Bethany House Publishers, 1984). [4]. John Cottingham, The Rationalists: A
History of Western Philosophy 4 (Oxford: Oxford University Press, 1988), p.
11. [5]. Ibid., p. 4. [6]. Ibid., p. 5. [7]. G.W.F. Leibniz, Die Philosophischen
Schriften von G. W. Leibniz, ed. C. I. Gerhardt, vol. VI (Berlin: Weidmann,
1875-90), pp. 504-5, cited in Cottingham, The Rationalists, p. 5. [8]. B. Spinoza, Spinoza, Opera,
ed. C. Gebhardt, vol. I (Heidelberg: Carl Winters, 1925; reprinted 1972), p.
266, cited in Cottingham, The Rationalists, p. 8. [9]. Cottingham, The Rationalists, pp.
7-8. [10]. Ed L. Miller, Questions that Matter: An
Invitation to Philosophy (New York: McGraw-Hill, Inc., 1992), p. 104. [11]. Descartes’ phrase here implies that he
preferred personal experience rather than university education. Cf. Cottingham, The Rationalists, p.
12 and Miller, Questions, p. 105. [12]. Cottingham, The Rationalists, p. 13. [13]. Robert Audi, ed., The Cambridge
Dictionary of Philosophy (New York: Cambridge University Press, 1995), p.
195. [14]. Cottingham, The Rationalists, pp.
39-42. [15]. See Cottingham, The Rationalists,
pp. 18-19 and Frederick Sopleston, S.J., A History of Philosophy, Vol.
IV, Image ed. (New York: Doubleday, 1993), p. 205. [16]. Copleston, History of Philosophy, p.
205-6. [17]. Cf. Cottingham, The Rationalists, p.
21. [18]. Audi, Dictionary of Philosophy, p.
759-60; Cottingham, The Rationalists, pp. 91-4. [19]. Cottingham, The Rationalists, p. 26;
Also see Copleston, History of Philosophy, pp. 264-5. [20]. Ibid., pp. 66-70. [21]. Ibid., p. 107. [22]. Ibid., p. 109-14. [23]. For example, see a previous essay I had
written, “Reductionism as Explanation and the Mind/Body Problem” (http://sguthrie.net/REDCTN.htm). Contemporary champions of mind/body dualism
include Karl Popper, John Eccles, Stewart Goetz, Charles Taliaferro, John
Foster, and William Hasker. Some of its
most ardent critics include Paul and Patricia Churchland. [24]. Miller, Question that Matter, p.
112. [25]. Cottingham, The Rationalists, p.
116. [26]. See ibid., p. 83. [27]. René Descartes, Oevres de Descartes,
ed. C. Adam and P. Tannery, Vol. 11 (Paris: Vrin/CNRS, 1964-76, revised ed.),
p. 86 cited in Cottingham, The Rationalists, p. 116. [28]. The pineal gland, or the epiphysis,
is the cone-shaped gland in the brain that secretes melatonin. [29]. See Descartes, Meditations on First
Philosophy, I, p. 192. Also see
Miller, Questions that Matter, p. 114. [30]. Cottingham, The Rationalists, pp.
127-36. [31]. Ibid., pp. 136-49. [32]. See Paul Churchland, A
Neurocomputational Perspective: The Nature of Mind and the Structure of Science
(Massachusetts: MIT Press, 1990); idem, Matter and Consciousness
(Massachusetts: Massachusetts Institute of Technology, 1988, revised edition).
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